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Dealing Assistant (Career Progression to Licensed Dealer)

3000 - 4500 SGD
Full-time

UOB Kay Hian

Key Responsibilities:

  • Trade Support: Assist Dealers in the daily execution of trades across various asset classes (Equities, ETFs, etc.) on the SGX and foreign markets.
  • Client Management: Help team members to sold client enquiries regarding account status, trade confirmations, and market information, etc.
  • Operational Excellence: Perform administrative duties including account opening, trade reconciliation, and ensuring all activities comply with MAS and SGX regulations.
  • Market Monitoring: Keep abreast of market news, corporate actions, and financial trends to provide timely updates to the team and clients.
  • Team Collaboration: Provide general administrative and operational support to the dealing desk to ensure smooth daily operations.

Requirements:

  • Regulatory Qualifications: Must have already passed the  CMFAS Examinations (M1a, M5, M6, and M6a) . Candidates who have passed these modules will be prioritized for immediate licensing.
  • Educational Background: A Diploma or Degree in Finance, Business, Economics, or a related field.
  • Market Passion: A genuine passion for stocks, shares, and the financial markets. You should be someone who enjoys helping investors grow their wealth.
  • Communication Skills: Strong interpersonal skills with the ability to communicate clearly and professionally with clients and internal stakeholders.
  • Work Ethic: Able to work independently in a fast-paced environment, show initiative, and maintain high accuracy under pressure.
  • Technical Proficiency: Comfortable with trading platforms and Microsoft Office Suite (Excel, Word).
  • Fluent in Mandarin speaking and writing will be an advantage .
Vacancy posted 1 day ago
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