Private Banking Compliance Officer - CSBDU07
7000 - 10000 SGDCAREER STORY PTE. LTD.
This is a perm hire role for one of our client in the banking sector.
Job Scope
The Private Banking Compliance Officer supports the Head of Compliance, and focuses on the Wealth Management and Private Banking business by providing proactive, practical, and risk-based compliance advisory to front office, ensuring that business activities are conducted in compliance with the Monetary Authority of Singapore (MAS), Bangko Sentral ng Pilipinas (BSP), and other pertinent rules and regulations, internal policies, and industry best practices, while enabling sustainable business growth.
Job Description
A. PRIVATE BANKING COMPLIANCE ADVISORY
1. Serve as the dedicated compliance advisor to Relationship Managers, Assistant Relationship Managers, Investment Strategist, and Wealth Planner
2. Provide real‑time guidance on regulatory requirements and internal policies impacting private banking and wealth management activities
3. Advise on proposed suitability, sales practices, disclosures, conflicts of interest, inducements, and fair dealing obligations, including review and guidance on the preparation of Statement of Wealth (SoW) and other similar documents
4. Review and guide complex or high‑risk client scenarios, PEPs, and cross‑border relationships, and recommend the same to the Anti-Money Laundering Compliance Officer for inclusion in the system and monitoring
B. REGULATORY COMPLIANCE & MAS ENGAGEMENT
1. Support the Head of Compliance in responding to MAS/BSP/regulator inquiries, inspections, thematic reviews, and regulatory filings
2. Ensure regulatory changes are assessed, communicated, and appropriately embedded into business processes
C. TRANSACTION OVERSIGHT
1. Provide compliance advice for new investment solutions, discretionary and advisory mandates, and distribution structures
2. Advise on target market assessments, product risk classifications, and sales controls
3. Review higher‑risk or non‑standard transactions to ensure compliance with regulatory and internal requirements
D. POLICIES, CONTROLS & RISK MANAGEMENT
1. Assist in the development, review, and maintenance of compliance policies, procedures, and business guidelines relevant to wealth management
2. Identify compliance risks and control gaps; propose and track remediation actions in partnership with business and control functions
3. Participate in compliance risk assessments, monitoring activities, and internal control reviews.
E. TRAININGS
1. Deliver compliance training and targeted briefings to Front Office staff on regulatory developments and emerging risks.
2. Advise on client complaints, potential misconduct, and regulatory breaches, ensuring timely escalation to the Head of Compliance where required.
F. GOVERNANCE & STAKEHOLDER MANAGEMENT
1. Work closely with AML Compliance, Legal, Risk, Operations, and Internal Audit teams.
2. Prepare compliance updates and management information for senior management committees.
3. Escalate material compliance issues, breaches, or concerns promptly to the Head of Compliance.
G. OTHERS
1. Perform other duties that may be assigned from time to time.
Interested applicants, please click "APPLY NOW"
We regret to inform you that only shortlisted candidates will be notified.
By submitting your personal data and/or resume, you will be deemed to have
agreed and consented to us collecting, using, retaining, and disclosing your personal information to prospective employers for their consideration.
Joselito Peciller | EA Reg No: R25126580
6000 - 9000 SGD
...This is a perm hire role for one of our private banking clients Job Scope The Investment Strategist will work closely with Relationship Managers (RMs) in formulating investment strategies and portfolio solutions to private banking clients. Job Description Provide...800 - 1000 SGD
...Department: Private Bank About the Role We are seeking a motivated and detail-oriented Business Compliance Intern to join our Private Bank team. This role offers a hands-on experience... ...management. Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) or Google...5000 - 6500 SGD
...about the company Our client is a global Private Bank, with a strong presence across APAC,... ...Review of documents submitted by front office Process client's change in circumstance... ...Assist in name searches for Compliance and Legal team Provide quality service...5000 - 9000 SGD
...and assigning an appropriate risk rating. Accurately identify gaps in client's source of wealth and assess the plausibility with the Bank’s expectations. Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation....- ...investigations involving financial crime, forensic accounting, and fraudulent activities. Deliver specialized consulting services to diverse banking sectors regarding anti-money laundering initiatives. Evaluate complex data to draft and present comprehensive reports for internal...
5000 - 6500 SGD
...implementation of the branch compliance plan Respond to regulatory... ...training and provides advisory on Banking Act, SFA and FAA and other... ...and procedures based on Head Office, and local regulatory requirements... ...as Balanced Scorecard Review, Private Banking Sales Advisory Review,...12000 - 16000 SGD
...Responsibilities: Supervise the Legal & Compliance Department and oversee branch compliance risks. Maintain current knowledge of... ...15 years of relevant compliance experience in a corporate and private banking environment. ~ Positive working attitude with strong interpersonal...5000 - 6000 SGD
...Conducting financial modeling, valuation, and research on investment performance. Operational Support: Managing the middle office, documentation, and compliance with financial regulations. Collaboration: Working with team members to enhance sales performance and client...6000 - 8000 SGD
...the Role: We are hiring on behalf of a leading bank for an experienced Operational Risk and Compliance Officer. If you have a solid background in managing risk frameworks... ...monitoring of bank-wide transactions and private banking trade calls. Oversee bank-wide Policy &...8000 - 11000 SGD
...We are partnering with a regional private banking platform to identify an experienced Credit Advisor to support its wealth financing business... ...for approval Work closely with Credit Risk, Legal, Compliance and Operations teams to execute transactions Perform ongoing...800 - 1000 SGD
...Job Description 1. Assist the team (Front Office) with daily tasks, including document organization, and project coordination. 2. Participate in paperwork, providing admin support for various tasks. 3. Draft and generate reports, and other documents. 4. Coordinate and...3500 - 4200 SGD
...information Process closure of client and counterparty accounts Conduct name searches as requested by management Process e-banking applications / modifications / cancellations for clients Manage Hold Mail services provided to clients Requirements: Possess...8000 - 12000 SGD
# Develop and implement an effective compliance program to identify, evaluate and manage compliance risks in business activities and statutory... ...and update compliance regulatory report for submission to Head Office/ Internal Management on periodic basis. # Perform data...7000 - 10000 SGD
...We are supporting a regional bank in the hire of an experienced Private Banking Operations professional to support end-to-end operational activities... ...process improvement initiatives Work closely with Front Office, Compliance, Finance, custodians, brokers, fund houses, and other...15000 - 20000 SGD
...Our client, a global private bank, is looking for an experienced private bank investment counsellor to join their team. Key Responsibilities... ...to internal controls, regulatory requirements, and risk and compliance standards, ensuring timely resolution of audit and regulatory...- ...an Assistant Vice President, Wealth and Private Banking Operations. In this role you will:... ...To practice robust Controls and compliances and accuracy in management reporting... ...and professionalism Proficient in MS Office Opening up a world of opportunity...
5500 - 7000 SGD
*Seeking for a talent with minimum 3 years of Compliance/Transaction Monitoring experience from Banking industry* THE COMPANY Coupled with their reputation and people-oriented culture, the bank is expanding their operations. Currently, they are looking for a Transaction...2800 - 4000 SGD
Jobs Responsibilities Manage the inflow of request and prioritize client on-boarding Ensure client is successfully on-boarded as required per KYC policy/ requirements, meet tax and regulatory norms Liaise with internal and external stakeholders to ensure timely resolution...5000 - 7000 SGD
...Premier financial organization focused on high-standard regulatory compliance and risk management. About the Job Plausibility... ...Collaboration: Partner with Relationship Managers (RMs) and Front Office teams to clarify deficiencies in documentation and refine wealth...6000 - 7160 SGD
...As a Client Documentation Analyst – Private Banking, you will be immersed in a dynamic environment... ...act as a dependable resource for front office teams by providing clear guidance on... ...account blocking where necessary to ensure compliance. Oversee the management of client notifications...5000 - 8000 SGD
...services to clients. Be a trusted advisor to clients, enhancing Bank’s brand equity. Any other tasks or duties assigned by Head of... ...5 years of Premium banking RM experience or minimum 2 years of Private banking RM experience. BSC Grade A or B (if applicable). Fluent...6000 - 8000 SGD
...We are supporting a regional private bank in the hire of an Assistant Relationship Manager to provide dedicated support to Relationship... ...Coordinate with internal stakeholders including Operations, Compliance, Credit, and Product teams to ensure timely execution of client...10000 - 18000 SGD
...The Relationship Manager (RM) is the primary point of contact between the client and the Bank. The RM is responsible for the professional management of clients’ relationships, supports them to manage their portfolios according to the selected Risk Profile and in accordance...5000 SGD
...the leading financial service providers and top banks Great exposure to learn about banking... ...both inhouse and 3rd parties Handle front office queries and support on process changes The Talent ~3- 6 years of private banking/financial services, products and front...7500 - 8500 SGD
...The AML/KYC Compliance Officer is responsible for supporting the branch’s Anti-Money Laundering, Countering the Financing of Terrorism, sanctions... ...Due Diligence reviews for higher-risk customers, including private banking clients, corporate banking clients, Chinese enterprises, and...7000 - 10000 SGD
...My client, a leading Chinese bank, is looking to hire experienced Relationship Manager (Private Banking) to join their team. Key Responsibilities: - Initiate and establish new relationship (accredited investor segment). Develop and strengthen their relationships with...7000 - 9000 SGD
...Job Description We are looking for a highly capable Risk & Compliance Officer to lead both regulatory compliance and operational risk management... ...operational risk/fraud management within fintech, payments, banking, or other MAS-regulated environments Strong knowledge of:...6000 - 8000 SGD
...Job Description We are partnering with an established regional bank to hire a KYC Analyst to support client onboarding and ongoing... ...KYC reviews, assessing Source of Wealth information, and ensuring compliance with internal policies and regulatory requirements....10000 - 20000 SGD
...We are representing our client, an established Asian bank, to look for Private Banking Relationship Managers to complement the existing teams based... ...of client referral channels. Good understanding of compliance and regulatory requirements. Completed CACS Papers 1 & 2...300000 - 400000 SGD per annum
...Drive compliance excellence and leadership across Asia for a global PB. Lead strong regulatory relationships and future growth potential. About Our Client Our client is a leading global private bank with a strong presence in key wealth hubs, including the Asia region...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Private Banking Compliance Officer - CSBDU07. Be the first to apply!
