Sales Compliance Specialist (Bank, 1 Year) #ESY
3500 - 4500 SGDTemporary
Recruit Express Pte Ltd
• Perform checks and fulfil all relevant requirements under the MAS Balanced Scorecard Framework (such as client surveys, document checks, mystery shops, FAA complaints assessment) for sales representatives and the Bank’s policies and procedures.
• Monitor the BSC results, identify root causes of significant lapses and common errors, and pursue remediation.
• Conduct training on BSC Framework for new hires, and guide new supervisors on BSC checks and complaint investigation.
• Provide independent review of customer complaints relating to investment sales.
• Keep checks current with developments in the regulatory environment and the internal processes and systems.
• Automate independent sales audit workflow by leveraging on RPA, system automation and AI.
Interested candidates, please email your resume to View email address on mycareersfuture.gov.sg
Anna See Sing Yee
CEI Reg R25157535
Recruit Express Pte Ltd
EA License No: 99C4599
We regret that only shortlisted candidates will be contacted
Vacancy posted 16 days ago
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